TMCompliance-Heavy. Data-Rich. Perfectly Suited for CortexAI.
Private AI for wealth management firms, advisory teams, and financial institutions that handle sensitive client data and operate under strict regulatory requirements.
Financial services firms need AI that can be trusted with what matters most.
Consumer AI Tools Are a Compliance Liability
Every time a team member uses ChatGPT or a public AI tool with client data, they are creating a compliance violation. No DPA. No audit trail. No data protection. Regulators are watching — and the risk is real.
Client Knowledge Is Buried in Files
Account histories, investment policies, compliance documents, and client correspondence are scattered across systems and inboxes. When a question comes in, the answer takes too long to find.
Reporting and Documentation Takes Hours Every Week
Generating client reports, investment summaries, and compliance documentation manually is one of the highest-cost uses of advisor time — time that could be spent serving clients.
AI that earns the trust of regulators and clients alike.
Ask anything. Get the answer. From your own data.
CortexAI Chat connects to your internal documents — client records, compliance policies, investment guidelines, regulatory frameworks — and answers questions instantly with source-linked accuracy. TukaTek LLC is ISO/IEC 27001:2022 certified. It learns from your firm's approved content and workflows, but your data is not used to train third-party AI models. Every query audited.
Explore CortexAI Chat →- Reg BI suitability rulesCited
- Internal trading policy v4.2Cited
- Client onboarding KYC matrixCited
- Audit log written12:04:18
Reports, summaries, and client communications — handled.
CortexAI Workbench connects to your email, files, and CRM. Describe the output you need — a client portfolio summary, a compliance report, a meeting prep brief — and Workbench executes it autonomously. You review and approve. Nothing goes out without your sign-off.
Explore CortexAI Workbench →- Pull positions from OrionDone
- Reconcile against custodian feedDone
- Draft client letter (12 pages)Done
- Compliance review checklistAwaiting
- Send to advisor for sign-offQueued
Client documents processed accurately. Every time.
CortexAI DocFlow ingests incoming client documents — KYC files, account applications, compliance submissions — and automatically extracts, validates, and routes structured data into your systems. No manual data entry. Full audit trail. Complete regulatory defensibility.
Explore CortexAI DocFlow →- Government ID — verified32/32
- Proof of address30/32
- Source-of-funds statement29/32
- Routed to onboarding queueAuto
- Audit trail writtenImmutable
The tools that matter most for financial services.
The numbers behind the platform.
Your data is not used to train third-party AI models
Reduction in manual documentation time
Business data used to train external models